Research Guides

Understand what you are buying.

Plain-English guides to SEC filings, dilution and promotion risk, and how underfollowed micro-cap companies actually work. Risk research, without the hype.

Filing Mechanics

How to Read an SEC 8-K Filing: A Microcap Investor’s Guide

A plain-English walk through the 8-K: what triggers one, the Item numbers that matter most, and how to spot a material e

What an S-3 Shelf Registration Means for Existing Shareholders

When a shelf actually leads to dilution, how to read the selling-stockholders section, and why an effective S-3 is a sta

Editorial standards  ·  About the editor